DFSA SEO Letters - Brokerage

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10 Leaves

20 episodes

18 hours ago

A boutique consultancy in the DIFC and the ADGM.

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A boutique consultancy in the DIFC and the ADGM.

Business

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DFSA SEO Letters - Brokerage

10 Leaves

9 minutes 38 seconds

1 year ago

DFSA SEO Letters - Brokerage

This podcast is the first of a series that specifically addresses the DFSA Seo Letters that are published from time to time. Today, we have a detailed look into the SEO Letter related to Brokerage Business Models.

The DFSA conducted risk assessments on brokerage firms to evaluate compliance with regulatory obligations in General (GEN), Conduct of Business (COB), and Anti-Money Laundering (AML) modules. Here are some key findings.