Securities Regulation and Enforcement Series: New Leadership, New Priorities: Paul Atkins at the SEC

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Brief Encounters

D.C. Bar Communities Office

143 episodes

4 days ago

Listen in for exclusive interviews and conversations with D.C. Bar members and guests about hot topics! To learn more about D.C. Bar Communities, join a community, and/or register for upcoming programs, visit www.dcbar.org/communities Presented by the D.C. Bar Communities Podcast Network. Other network channels include "The Tea on International Arbitration" with the D.C. Bar International Law Community (anchor.fm/DCBarTea) and "Let's Brief It" with the D.C. Bar Law Student Community (anchor.fm/DCLSC). Theme Music: "If" by Broke for Free

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Securities Regulation and Enforcement Series: New Leadership, New Priorities: Paul Atkins at the SEC

Brief Encounters

21 minutes 54 seconds

8 months ago

Securities Regulation and Enforcement Series: New Leadership, New Priorities: Paul Atkins at the SEC

In this fourth episode of Season 2, A. Valerie Mirko, Partner at Armstrong Teasdale LLP and Leader of the firm’s Securities Regulation and Litigation Practice, and William Nelson, Director of Public Policy and Associate General Counsel at the Investment Adviser Association, discuss the Senate confirmation of Paul Atkins and what priorities Atkins will be focusing on. Valerie and William also discuss key SEC developments in recent weeks, alignment in policy priorities between Paul Atkins, Hester Peirce and Mark Uyeda, as well as recent Executive Orders regarding regulations. Whether you’re a compliance professional, attorney, or SEC registrant (broker-dealer, investment adviser or dual), this conversation provides valuable insights into the shifting regulatory landscape.

Past episodes of this series:

⁠⁠⁠Episode 1⁠⁠⁠ (5/22/24) [https://podcasters.spotify.com/pod/show/dcbar/episodes/Securities-Regulation-and-Enforcement-Series-Investor-Protection-in-2024-e2je2a6]

⁠⁠⁠Episode 2⁠⁠⁠ (6/5/2024) [https://podcasters.spotify.com/pod/show/dcbar/episodes/Securities-Regulation-and-Enforcement-Series-All-Things-Standards-of-Care-in-2024-e2k8u2m/a-abahg6m]

⁠⁠⁠Episode 3⁠⁠⁠ (7/24/2024) [https://podcasters.spotify.com/pod/show/dcbar/episodes/Securities-Regulation-and-Enforcement-Series-Developments-in-Insider-Trading-e2lk443/a-abdiehh]

⁠⁠Episode 4⁠⁠ (8/21/2024) [https://podcasters.spotify.com/pod/show/dcbar/episodes/Securities-Regulation-and-Enforcement-Series-The-SEC-Private-Funds-Rule--the-Fifth-Circuit-Decision-and-SEC-Rulemaking-Authority-e2mucdm]

⁠Episode 5⁠ (9/11/2024) [https://podcasters.spotify.com/pod/show/dcbar/episodes/Securities-Regulation-and-Enforcement-Series-Fireside-Chat-with-SEC-Investor-Advocate-Cristina-Martin-Firvida-e2o23db/a-abguokt]

Episode 6 (10/23/2024) [https://creators.spotify.com/pod/show/dcbar/episodes/Securities-Regulation-and-Enforcement-Series-Off-Channel-Communications--A-State-of-the-Union-e2pqi6c/a-abj83g8]

Episode 7 (12/4/2024) [https://creators.spotify.com/pod/show/dcbar/episodes/Securities-Regulation-and-Enforcement-Series-Impact-of-2025-Presidential-Transition-on-the-SEC-e2r7ivg]