In our latest In Conversation podcast, Dr. Giovanni Bandi joins Prab Bajwa, CFA to discuss innovative solutions being developed through the Regulatory Genome Project at the University of Cambridge to complex global regulation. They explore the importance of RegTech in investment management, the role of AI in compliance, and the potential for greater regulatory convergence and standardisation. From the need for a digital rule book, to embedding compliance within technology, discover how we can refine and streamline financial services to capture greater value.
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In our latest In Conversation podcast, Dr. Giovanni Bandi joins Prab Bajwa, CFA to discuss innovative solutions being developed through the Regulatory Genome Project at the University of Cambridge to complex global regulation. They explore the importance of RegTech in investment management, the role of AI in compliance, and the potential for greater regulatory convergence and standardisation. From the need for a digital rule book, to embedding compliance within technology, discover how we can refine and streamline financial services to capture greater value.
Episode 83: Conflicts of Interest and Operating with Integrity
CFA UK
9 minutes 39 seconds
4 months ago
Episode 83: Conflicts of Interest and Operating with Integrity
In this episode, JC Valer, Lecturer at the Tecnológico de Monterrey, and Visiting Academic at the University of Oxford, speaks to Debbie Clarke, Non-Executive Director at BlackRock Group Limited, discussthe ethical challenges that come with conflicts of interest and operating with integrity.
Examining case studies around transparency, ethical guardrails, and the fine line separating acceptable hospitality from potential conflicts of interest, Debbie emphasises the need for an ethical lens in decision-making and maintaining integrity throughout your career.
This podcast is part of a series of ethics discussions, the rest of which are available on CFA UK’s Professional Learning platform: https://www.cfauk.org/careers-and-cpd/resources/ethics-and-professionalism
CFA UK
In our latest In Conversation podcast, Dr. Giovanni Bandi joins Prab Bajwa, CFA to discuss innovative solutions being developed through the Regulatory Genome Project at the University of Cambridge to complex global regulation. They explore the importance of RegTech in investment management, the role of AI in compliance, and the potential for greater regulatory convergence and standardisation. From the need for a digital rule book, to embedding compliance within technology, discover how we can refine and streamline financial services to capture greater value.
