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What happens when the top commentators get together? They talk about Everything Compliance. Join the only Roundtable podcast in compliance, where our panel takes a deep dive into current events in the compliance scene. Listen in for the Rants and Shout Outs at the end of each episode.
Episode 162, the Numbers, Numbers, Numbers edition
Everything Compliance
1 hour 1 minute
1 week ago
Episode 162, the Numbers, Numbers, Numbers edition
Welcome to this Edition of award-winning Everything Compliance. In this episode, we have the quartet of Matt Kelly, Jonathan Marks, and special guests Lisa Fine and Dr. Hemma Lomax with Tom Fox, the Compliance Evangelist as host.
1. Matt Kelly looks the recent Millicom Cellular FCPA enforcement action. He shouts out to the ChatGPT em-dash and rants about the federal government attempts to ban all state regulation of AI.
2. Jonathan Marks reviews the failures of internal controls in the NBA and MLB around the ongoing betting scandals. He shouts out to MacKenzie Scott for her donation of $700MM donation to Historically Black Colleges and Universities (HBCUs) in 2025, continuing her support after a $560 million donation to 23 HBCUs in 2020.
3. Special Guest Panelist Dr. Hemma Lomax considers where Agentic AI in compliance is heading. She rants about ChatGPT em-dashes and shouts out to recent legal tech conferences.
4. Special Guest Panelist Lisa Fine looks at three key issues on her mind about compliance for 2026. She shouts out to the Compliance Week survey Inside the Mind of the CCO and encourages all listeners to participate.
5. Tom Fox shouts out to GenZ and their play with the numbers 6,7 and traces the use of numerology in texts back to the Book of Genesis and the ancient text of Gilgamesh.
The members of the Everything Compliance are:
• Karen Woody – Is one of the top academic experts on the SEC. Woody can be reached at kwoody@wlu.edu
• Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com
• Jonathan Armstrong –is our UK colleague and an experienced data privacy/data protection lawyer in London. He can be reached at Jonathan.Armstrong@puntersouthall.law
• Jonathan Marks can be reached at jtmarks@gmail.com
• Karen Moore is a principal at Sounding Board Compliance, and can be reached at Karen.moore@soundingboardcompliance.com
The host and producer, and sometime panelist of Everything Compliance is Tom Fox the Voice of Compliance. He can be reached at tfox@tfoxlaw.com. The award-winning Everything Compliance is a part of the Compliance Podcast Network.
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Everything Compliance
What happens when the top commentators get together? They talk about Everything Compliance. Join the only Roundtable podcast in compliance, where our panel takes a deep dive into current events in the compliance scene. Listen in for the Rants and Shout Outs at the end of each episode.
