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Inside Risk and Compliance
AJ Fox Compliance
24 episodes
1 week ago
Hello and welcome to Inside Risk and Compliance, a podcast by AJ Fox Compliance! We created this podcast so that we can share with you the insights, experiences and stories of some of the most interesting people succeeding Inside Risk and Compliance. Whether you work in this space, want to work in this space, or are just interested in risk and compliance this is the podcast for you. Join our host, Adam Spencer, Director of AJ Fox Compliance, as he speaks to the most interesting people working in the world of risk and compliance. We'd love to hear what you think, get in touch and let us know!
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Business
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All content for Inside Risk and Compliance is the property of AJ Fox Compliance and is served directly from their servers with no modification, redirects, or rehosting. The podcast is not affiliated with or endorsed by Podjoint in any way.
Hello and welcome to Inside Risk and Compliance, a podcast by AJ Fox Compliance! We created this podcast so that we can share with you the insights, experiences and stories of some of the most interesting people succeeding Inside Risk and Compliance. Whether you work in this space, want to work in this space, or are just interested in risk and compliance this is the podcast for you. Join our host, Adam Spencer, Director of AJ Fox Compliance, as he speaks to the most interesting people working in the world of risk and compliance. We'd love to hear what you think, get in touch and let us know!
Show more...
Business
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12. The pitfalls of outcomes-focused regulation and SRA guidance, with Jonathon Bray
Inside Risk and Compliance
28 minutes 45 seconds
1 year ago
12. The pitfalls of outcomes-focused regulation and SRA guidance, with Jonathon Bray

Welcome to Jonathon Bray, director of Jonathan Bray Limited, a specialist law firm compliance consultancy.

Jon took us through the pitfalls of working with outcomes-focused regulation and what's lacking in the SRA guidance. We discussed what an ABS is and how a business like this may approach compliance.

We also talked about some of the new challenges on the horizon for law firms and their risk and compliance teams, such as the increasing focus on culture in compliance.

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Thank you so much for listening to this episode. This show is for YOU so we are really interested to hear what you want, who you want us to speak to, and what you want us to talk about. Please do feel free to get in touch and let us know.

Oh, and whilst we don't really talk about it, we are a recruitment agency so if you need help with recruitment or you are looking for new options on your career path, please get in touch at info@ajfoxcompliance.com or +44 207 117 2542. You can find out more about what we do on our website or by following us on LinkedIn.

This podcast was hosted by Adam Spencer, produced by Adam Spencer and Kat Dadswell for AJ Fox Compliance, recorded and edited by Kerem Gokce and Taylan Yalkin at Wilmington PLC, and sponsored by The International Compliance Association.

The ICA is the leading professional body for the global regulatory and financial crime community. Since 2001, ICA has enhanced the knowledge, skills and behaviour of over 170,000 professionals through their internationally recognised portfolio of professional qualifications, in-company training, continuous professional learning and world-class events. Get 10% off any ICA course with our discount code, AJFOX10. Visit their website to choose your course.

Inside Risk and Compliance
Hello and welcome to Inside Risk and Compliance, a podcast by AJ Fox Compliance! We created this podcast so that we can share with you the insights, experiences and stories of some of the most interesting people succeeding Inside Risk and Compliance. Whether you work in this space, want to work in this space, or are just interested in risk and compliance this is the podcast for you. Join our host, Adam Spencer, Director of AJ Fox Compliance, as he speaks to the most interesting people working in the world of risk and compliance. We'd love to hear what you think, get in touch and let us know!