AML in Action: Practical Strategies for Surveillance, Training, and SAR Reporting

https://is1-ssl.mzstatic.com/image/thumb/Podcasts211/v4/ce/3e/72/ce3e7294-2bc1-3002-e01c-2d5c8fa61186/mza_10553370581196648547.jpg/600x600bb.jpg

Oyster Stew - A Broth of Financial Services Commentary and Insights

Oyster Consulting

187 episodes

2 weeks ago

Oyster Consulting has the expertise, experience and licensed professionals you need, all under one roof. Follow us on LinkedIn to take advantage of our industry insights or subscribe to our monthly newsletter. Does your firm need help now? Contact us today!

All content for Oyster Stew - A Broth of Financial Services Commentary and Insights is the property of Oyster Consulting and is served directly from their servers with no modification, redirects, or rehosting. The podcast is not affiliated with or endorsed by Podjoint in any way.

AML in Action: Practical Strategies for Surveillance, Training, and SAR Reporting

Oyster Stew - A Broth of Financial Services Commentary and Insights

33 minutes

6 months ago

AML in Action: Practical Strategies for Surveillance, Training, and SAR Reporting

In this episode of the Oyster Stew podcast, Oyster Consulting’s Ed Wegener and Bryan Jacobsen break down how firms can implement risk-based monitoring, tailor training for frontline roles, conduct effective investigations, and ensure your firm’s Suspicious Activity Report (SAR) filings are what regulators require. Key Takeaways What regulators expect from your AML compliance programRisk-based surveillance: Going beyond cookie-cutter monitoringHow to tailor red flag training by employee ...