Oyster Stew - A Broth of Financial Services Commentary and Insights
Oyster Consulting
187 episodes
2 weeks ago
Oyster Consulting has the expertise, experience and licensed professionals you need, all under one roof. Follow us on LinkedIn to take advantage of our industry insights or subscribe to our monthly newsletter. Does your firm need help now? Contact us today!
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Oyster Consulting has the expertise, experience and licensed professionals you need, all under one roof. Follow us on LinkedIn to take advantage of our industry insights or subscribe to our monthly newsletter. Does your firm need help now? Contact us today!
CAT Compliance - Build the Surveillance Framework Regulators Demand
Oyster Stew - A Broth of Financial Services Commentary and Insights
27 minutes
7 months ago
CAT Compliance - Build the Surveillance Framework Regulators Demand
Your CAT reporting compliance requires more than just data submission; you need comprehensive surveillance programs that include monitoring both exceptions and successful reports to maintain regulatory compliance. Listen to this week’s Oyster Stew podcast as Oyster experts Ralph Magee and Steve Kuhs share their expertise in CAT and CAIS reporting, providing you with the information you need to build an effective CAT reporting compliance program. Oyster Consulting has the ...
Oyster Stew - A Broth of Financial Services Commentary and Insights
Oyster Consulting has the expertise, experience and licensed professionals you need, all under one roof. Follow us on LinkedIn to take advantage of our industry insights or subscribe to our monthly newsletter. Does your firm need help now? Contact us today!