Oyster Stew - A Broth of Financial Services Commentary and Insights
Oyster Consulting
187 episodes
2 weeks ago
Oyster Consulting has the expertise, experience and licensed professionals you need, all under one roof. Follow us on LinkedIn to take advantage of our industry insights or subscribe to our monthly newsletter. Does your firm need help now? Contact us today!
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Oyster Consulting has the expertise, experience and licensed professionals you need, all under one roof. Follow us on LinkedIn to take advantage of our industry insights or subscribe to our monthly newsletter. Does your firm need help now? Contact us today!
Compliance Mistakes Every CCO Should Avoid: Practical Tips for Success - Part 2
Oyster Stew - A Broth of Financial Services Commentary and Insights
27 minutes
1 year ago
Compliance Mistakes Every CCO Should Avoid: Practical Tips for Success - Part 2
Unlock the secrets of crafting compliance manuals that truly work for your firm with insights from our regulatory compliance experts. Discover why using generic templates might be a recipe for disaster, and how aligning your written supervisory procedures with actual business practices can safeguard your firm's accountability and regulatory standing. In this episode you'll uncover: The top errors CCOs make with policy updates and procedural documentation. How to ensure accurate and tim...
Oyster Stew - A Broth of Financial Services Commentary and Insights
Oyster Consulting has the expertise, experience and licensed professionals you need, all under one roof. Follow us on LinkedIn to take advantage of our industry insights or subscribe to our monthly newsletter. Does your firm need help now? Contact us today!
