Inside the Latest CAT and CAIS Reporting Issues

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Oyster Stew - A Broth of Financial Services Commentary and Insights

Oyster Consulting

187 episodes

2 weeks ago

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Inside the Latest CAT and CAIS Reporting Issues

Oyster Stew - A Broth of Financial Services Commentary and Insights

12 minutes

8 months ago

Inside the Latest CAT and CAIS Reporting Issues

Join Oyster experts as they provide real-world insight into the shifting CAT and CAIS landscape, including: The current regulatory focus on removing PII information from CAIS reportingImplementation uncertainty - where FINRA guidance falls shortMember firms grappling with the scope of PII removal at account and customer levelsBlue sheets and CAIS - redundant reporting and integration challengesCAT reporting's critical role in market surveillance during volatile trading periodsHow the multi-ye...