Oyster Stew - A Broth of Financial Services Commentary and Insights
Oyster Consulting
187 episodes
2 weeks ago
Oyster Consulting has the expertise, experience and licensed professionals you need, all under one roof. Follow us on LinkedIn to take advantage of our industry insights or subscribe to our monthly newsletter. Does your firm need help now? Contact us today!
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Oyster Consulting has the expertise, experience and licensed professionals you need, all under one roof. Follow us on LinkedIn to take advantage of our industry insights or subscribe to our monthly newsletter. Does your firm need help now? Contact us today!
Navigating Regulatory Exams: Insights from Former Regulators
Oyster Stew - A Broth of Financial Services Commentary and Insights
19 minutes
11 months ago
Navigating Regulatory Exams: Insights from Former Regulators
Ever wondered how to turn a regulatory exam into a strategic advantage? Join our discussion (Part 1 of 2) with former regulators Patrick Dennis, Evan Rosser, Ed Wegener, Jeffrey Hiller and Bill Reilly as they share their insights into what regulators consider when they come in to do exams, the art of managing document request lists, and how to enhance your firm’s credibility. In this episode we'll explore: The shift in the role of risk analysts and how their insights are reshaping the scope a...
Oyster Stew - A Broth of Financial Services Commentary and Insights
Oyster Consulting has the expertise, experience and licensed professionals you need, all under one roof. Follow us on LinkedIn to take advantage of our industry insights or subscribe to our monthly newsletter. Does your firm need help now? Contact us today!