Send us a text he provided text outlines the fundamental legal frameworks governing the American financial industry, specifically focusing on the Securities Act of 1933 and the Securities Exchange Act of 1934. The 1933 Act establishes protocols for new investment offerings, requiring companies to provide full transparency through registration statements and prospectuses to protect the public from fraud. In contrast, the 1934 Act regulates the secondary market, overseeing the ongoing trading o...
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Send us a text he provided text outlines the fundamental legal frameworks governing the American financial industry, specifically focusing on the Securities Act of 1933 and the Securities Exchange Act of 1934. The 1933 Act establishes protocols for new investment offerings, requiring companies to provide full transparency through registration statements and prospectuses to protect the public from fraud. In contrast, the 1934 Act regulates the secondary market, overseeing the ongoing trading o...
Open End Funds vs Closed End Funds:A casual conversation
Series 7 Whisperer
13 minutes
2 months ago
Open End Funds vs Closed End Funds:A casual conversation
Open-End vs. Closed-End Funds: The Real Difference (Without the Fluff)Let’s clear something up — not all funds are created equal. You’ve probably heard of mutual funds and closed-end funds, and maybe someone even told you they’re “basically the same.” They’re not. Not even close. Here’s the no-BS breakdown. 1. Open-End Funds: The Mutual Fund You Actually KnowThis is your classic mutual fund. It’s “open” because new shares can be created or redeemed every day. You invest directly with the fund...
Series 7 Whisperer
Send us a text he provided text outlines the fundamental legal frameworks governing the American financial industry, specifically focusing on the Securities Act of 1933 and the Securities Exchange Act of 1934. The 1933 Act establishes protocols for new investment offerings, requiring companies to provide full transparency through registration statements and prospectuses to protect the public from fraud. In contrast, the 1934 Act regulates the secondary market, overseeing the ongoing trading o...
