In this episode of The Riffle, we break down the DFSA’s final Feedback Statement on Consultation Paper 165 and what it means for Licensed Functions and Authorised Individuals operating in the DIFC.
We unpack the regulator’s decision to retain DFSA authorisation for Compliance Officers, Finance Officers, and Senior Managers, the rejection of Designated Functions and Designated Individuals, and the reinforced expectation that firms remain accountable for assessing fitness and propriety. The episode also explores the introduction of mandatory annual reviews, the expansion of the Conduct Principles to Relevant Employees, and the clarified scope of key Licensed Functions.
If you want a clear, practical summary of how these changes impact Authorised Firms, compliance teams, SEOs, and senior management preparing for implementation in 2026, this episode delivers the essentials.

Presented by 10 Leaves!