
The FSRA has issued its latest Supplementary Guidance on Digital Investment Management — setting out a comprehensive framework for algorithm-based investment services in ADGM.
In this episode of The Riffle, we highlight:
✅ What qualifies as Digital Investment Management — including AI-driven tools and limited human interaction
✅ Required Financial Services Permissions (FSPs) and capital expectations for firms
✅ Core governance pillars: algorithm oversight, testing, security, and ongoing monitoring
✅ Technology governance, cybersecurity controls, and data protection standards
✅ Strengthened AML/TFS expectations and robust suitability + disclosure requirements for retail clients
🏢 Presented by 10 Leaves