Welcome to the award-winning FCPA Compliance Report, the longest-running podcast in compliance. In this inaugural episode of 2026, Tom Fox welcomes back his good friend and colleague, Mike Volkov, to reflect on the tumultuous year of 2025 and discuss the new trends for the upcoming year. This is Part 1 of a two-part series. Highlighting the resilience of corporate ethics amid the suspension of the FCPA, the conversation underscores the necessity for businesses to uphold ethical values, despite regulatory changes. Discussions delve into the importance of demonstrating ethical behavior as a fundamental business value, and the growing significance of organizational justice and trust within corporations. Moreover, they address evolving enforcement in areas such as export controls, trade sanctions, and tariff regulations, suggesting a shift toward rigorous compliance in national security matters. This episode provides a comprehensive outlook on the compliance challenges and opportunities for 2026. Key highlights: Welcome to 2026: A New Beginning The Importance of Ethics in Business Organizational Justice and Trust Generational Perspectives on Ethics Emerging Trends in Trade and Compliance Resources: Mike Volkov on LinkedIn Volkov Law Group Tom Fox Instagram Facebook YouTube Twitter LinkedIn Learn more about your ad choices. Visit megaphone.fm/adchoices

Welcome to the award-winning FCPA Compliance Report, the longest running podcast in compliance. In this episode, Tom welcomes, Daniel Zmak, Senior Director of Product Marketing at Diligent to discuss the evolving landscape of compliance.    They explore the importance of modernizing compliance practices, addressing challenges like fragmentation and fatigue, and leveraging AI and technology to enhance efficiency. Key topics include the compliance maturity journey, connected compliance, and strategies for improving governance and oversight. With actionable insights and practical advice, this session aims to guide compliance professionals through the dynamic changes in the field.   Highlights Include   ·       Highs, Lows, and Surprises in Compliance ·       Compliance at an Inflection Point ·       The Compliance Maturity Journey ·       Fragmentation and Fatigue in Compliance ·       Connected Compliance: The Concept, Benefits and Future ·       AI in Compliance: Opportunities and Challenges ·       Dynamic Compliance Programs   Resources Daniel Zmak on LinkedIn Diligent Website   Tom Fox Instagram Facebook YouTube Twitter LinkedIn Learn more about your ad choices. Visit megaphone.fm/adchoices

Welcome to the award-winning FCPA Compliance Report, the longest running podcast in compliance. In this episode, Tom welcomes Stephanie Font from Diligent delve into the intricate landscape of compliance challenges anticipated in 2026 and beyond. The discussion focuses on the dynamic regulatory environment, specifically around export control, sanctions, and vendor risk. Stephanie shares insights from her extensive background in due diligence, discussing how the scope and focus of due diligence have expanded over the years. The webinar covers compliance challenges associated with BIS and export control compliance, especially the affiliate rule, and the complexities surrounding China-related risk management. Additionally, they explore the DOJ National Security Division's Data Security Program and its impact on compliance. The session emphasizes the necessity of a robust process to manage regulatory instability, highlighting the importance of proactive documentation, risk audits, and continuous monitoring.   Resources Stephanie Font on LinkedIn Diligent Website   Tom Fox Instagram Facebook YouTube Twitter LinkedIn Learn more about your ad choices. Visit megaphone.fm/adchoices

Welcome to the award-winning FCPA Compliance Report, the longest-running podcast in compliance. In this episode, Tom welcomes Kristy Grant-Hart, Head of Advisory Services at Diligent's Spark Compliance Group, to discuss where compliance has been in 2025 and where it is going into 2026. Tom Fox and Kristy Grant-Hart explore the future of corporate compliance in 2026 and beyond. Key discussion areas include the Trump administration's changing focus on the Foreign Corrupt Practices Act (FCPA), the designation of cartels as foreign terrorist organizations, and the implications for third-party due diligence. They also delve into modern slavery laws, the impacts of AI on compliance, and the necessity of a unified approach to compliance strategy. Additionally, Kristy introduces the Compliance and Ethics Innovation Collective, a new program from Spark and Diligent that integrates services and software to deliver a more robust compliance solution. The session concludes with strategic advice for compliance officers to stay ahead of dynamic regulatory changes and maintain effective risk management. Resources: Kristy Grant-Hart on LinkedIn Diligent Website Tom Fox Instagram Facebook YouTube Twitter LinkedIn Learn more about your ad choices. Visit megaphone.fm/adchoices

Welcome to the award-winning FCPA Compliance Report, the longest-running podcast in compliance. In this episode, Tom welcomes Nicole Di Schino, Principal Compliance Services Consultant at Diligent’s Spark Compliance Group, to discuss how best to harness AI for your compliance regime through 2026 and beyond. Nicole and Tom discuss the critical importance of AI governance, compliance, and modern GRC. They cover practical steps for developing comprehensive compliance programs, emphasizing the necessity for AI risk assessments, the establishment of AI governance committees, and the implementation of human oversight in AI processes. Nicole highlights the intrinsic risks of AI, including privacy concerns and AI bias, and shares her personal experiences with AI’s impact in educational settings. Tom underscores the role of compliance education, advocating for the broader view of compliance as an ambassadorial and academic function. This session also explores the integration of AI into compliance workflows and the essential role of board and committee oversight. Resources: Nicole Di Schino on LinkedIn Diligent Website Tom Fox Instagram Facebook YouTube Twitter LinkedIn Learn more about your ad choices. Visit megaphone.fm/adchoices

Welcome to the award-winning FCPA Compliance Report, the longest running podcast in compliance. In this episode, Tom welcomes Jim Massey who has recently release a new book, Risk in Action.  Jim Massey, an accomplished author and behaviorist practitioner, delves into the intricate dynamics of trust within leadership through his book "Risk in Action." Drawing from his extensive experience in high-stakes boardrooms and executive sessions, Massey emphasizes the crucial role of trust as a foundation for effective action. He explores the interconnected nature of trust, risk, and fear, urging individuals to redefine risk as a prioritization tool that enables progress and bold decision-making. By addressing these themes, Massey aims to spark vital conversations and empower leaders to embrace uncertainty, ultimately encouraging them to take courageous actions that drive growth and innovation.  Key Highlights   ·       Navigating Trust, Risk, and Fear in Leadership  ·       Enhancing Business Outcomes through Proactive Risk Management  ·       Cultivating Innovation Through Compliance Transformation  ·       Embracing Fear for Innovative Growth  ·       Dynamic Risk Assessment for Compliance Agility  ·      Navigating Uncertainty: Leading with Courage and Clarity  Resources Risk in Action on Amazon Jim Massey Website Jim Massey on LinkedIn Eastward.ai Website   Tom Fox Instagram Facebook YouTube Twitter LinkedIn Learn more about your ad choices. Visit megaphone.fm/adchoices

Welcome to the award-winning FCPA Compliance Report, the longest-running podcast in compliance. In this episode, Tom Fox welcomes Virna di Palma, Head of Global Content and Brand at Ethixbase360. Virna offers insights into her extensive background in third-party risk management, with a focus on FCPA compliance and the evolution of due diligence. They discuss the ongoing importance of third-party risk management, recent shifts in FCPA enforcement, and the growing impact of new regulations on corporate compliance. Virna highlights the transformative role of automation and AI in enhancing compliance programs while emphasizing the need for human analysis. The conversation also addresses emerging issues, such as modern slavery and sustainability, and explores how organizations can optimize investments in risk management to drive business growth and resilience. Key highlights: Importance of Third-Party Risk Management Impact of FCPA Enforcement Pause Technological Advancements in Compliance Human Rights and Modern Slavery Future of Third-Party Risk Management Resources: Virna Di Palma on LinkedIn Ethixbase360 Tom Fox Instagram Facebook YouTube Twitter LinkedIn Learn more about your ad choices. Visit megaphone.fm/adchoices

Welcome to the award-winning FCPA Compliance Report, the longest-running podcast in compliance. In this episode, Tom Fox welcomes Richard Graham, Director - KYC / Financial Crime at Moody's, to discuss the newly released AI Risk and Compliance Survey. Graham shares his extensive background in financial crime and technology, emphasizing his current role, which focuses on KYC and financial crime at Moody's. Together, they discuss the survey's insights, which reveal that 53% of 600 senior risk professionals surveyed are currently using AI for risk management, representing a significant increase from the previous year. Graham explains the crucial role of high-quality data in maximizing AI's potential and highlights its rapid adoption driven by its demonstrated benefits in compliance and risk management. The conversation also explores the evolving role of risk professionals in the context of AI tools, the impact of regulatory awareness, and the industry's shift towards more proactive risk management. Key highlights: Overview of AI Risk and Compliance Survey Key Findings and Industry Trends Adoption of AI in Banking and Corporations Early Wins and Barriers to Scale Data Governance and Regulatory Expectations Resources: Richard Graham on LinkedIn Moody’s Moody’s AI Risk and Compliance Survey Tom Fox Instagram Facebook YouTube Twitter LinkedIn Learn more about your ad choices. Visit megaphone.fm/adchoices

In this episode, Tom Fox welcomes back Hughes Hubbard partner Mike DeBernardis to  explore the unprecedented criminal indictment of Smartmatic and its implications on self-disclosure policies under the current administration. They discuss the rare occurrence of a company facing criminal charges and how it complicates the risk assessment for potential self-disclosure. The conversation covers the unpredictable nature of DOJ actions, the impact of political influence, and the challenges this situation presents for legal advisors and their clients. They also delve into the broader implications for corporate compliance, including the increased difficulty in predicting outcomes and the need for thorough internal investigations.   Key Highlights   ·      Discussion on Smartmatic Indictment ·      Challenges in Self-Disclosure ·      Political Influence and Risks ·      Client Conversations and Risk Assessment     Resources   Hughes Hubbard and Reed Mike DeBernardis on LinkedIn Texas 89th Legislature: Key Artificial Intelligence Legislation   Tom Fox Instagram Facebook YouTube Twitter LinkedIn   For more information on the use of AI in Compliance programs, my new book, Upping Your Game. You can purchase a copy of the book on Amazon.com Learn more about your ad choices. Visit megaphone.fm/adchoices

In this episode, Tom Fox welcomes Arthur Gollwitzer from the law firm of Jackson Walker to discuss the merits of involving outside counsel in handling False Claims Act cases and the nuances of legal compliance. Arthur shares his experiences in avoiding and defending False Claims Act allegations, the significance of hiring specialized investigative counsel early, and the integrity and credibility required in investigative processes. He also offers insights on the implications of AI regulations in Texas, his time as an Assistant US Attorney in the Southern District of New York, and the honor of representing the United States in court. Key highlights: Discussing False Claims Act Importance of Independent Investigations Credibility in Legal Investigations AI and Legal Implications Experience in the Southern District of New York Resources: JacksonWalker Arthur Gollwitzer on LinkedIn Texas 89th Legislature: Key Artificial Intelligence Legislation Tom Fox Instagram Facebook YouTube Twitter LinkedIn For more information on the use of AI in Compliance programs, my new book is Upping Your Game. You can purchase a copy of the book on Amazon.com. Learn more about your ad choices. Visit megaphone.fm/adchoices

Join Tom Fox as he welcomes Simon Airey and Caitlin Sheard, partners at McDermott, Will and Schulte and both experts in the fields of investigation and compliance from both sides of the Atlantic. They take a deep dive into issues around self-disclosure on both sides of the Atlantic.  Simon Airey and Caitlin Sherd are leading experts in the field of investigations and compliance, each bringing a nuanced perspective to the complexities of self-reporting to the Department of Justice (DOJ) in the US and the Serious Fraud Office (SFO) in the UK. Simon, a distinguished barrister, underscores the incentives for companies to self-report but cautions that the process is fraught with complexities, particularly in the UK where court approval is required for deferred prosecution agreements. Caitlin highlights the potential benefits of self-disclosure, such as possible declinations, but notes the associated costs, including time, legal fees, and reputational risks. Both experts emphasize the necessity of strategic planning and legal counsel to navigate the intricacies of international compliance, particularly in light of increasing enforcement activity and evolving legal landscapes.  Key Highlights  ·      Incentives for Self-Disclosure in DOJ and SFO ·      Strategic Self-Disclosure Consideration for Legal Cases ·      Cross-Border Self-Disclosure Strategies for Companies ·      Global Challenges in Corporate Self-Disclosure Processes ·      Whistleblower Tips Driving Future FCPA Enforcement  Resources  McDermott, Will and Schulte Simon Airey Caitlin Shread Cross-Atlantic Impact: DOJ and SFO Self-Reporting and Enforcement Priorities   Tom Fox Instagram Facebook YouTube Twitter LinkedIn   For more information on the use of AI in Compliance programs, my new book, Upping Your Game. You can purchase a copy of the book on Amazon.com Learn more about your ad choices. Visit megaphone.fm/adchoices

Join Tom Fox as he welcomes back MoFo partner James M. Koukios to discuss the themes and strategies observed in recent FCPA trials and the DOJ’s prosecutorial approach. They explore the importance of making juries care about corruption cases, the themes of abuse of power and financial motive, and the significance of concealment in establishing guilt. The conversation also touches on the future of FCPA trials and the DOJ’s commitment to prosecuting individuals involved in corporate misconduct. And of course, Go Blue! Key highlights: Making juries care about the impact of corruption is crucial. Abuse of power is a central theme in corruption cases. Concealment of actions indicates consciousness of guilt. Compliance programs must emphasize transparency and documentation. Jurors expect good governance and are sensitive to abuse of power. Financial incentives in corporations should align with compliance. Prosecuting individuals remains a priority for the DOJ. Resources: Morrison Foerster James Koukios Expect DOJ To Repeat 4 Themes From 2024’s FCPA Trials Tom Fox Instagram Facebook YouTube Twitter LinkedIn For more information on the use of AI in Compliance programs, my new book, Upping Your Game, is available. You can purchase a copy of the book on Amazon.com. Learn more about your ad choices. Visit megaphone.fm/adchoices

Join Tom Fox as he welcomes Pat Poitevin, a compliance veteran with extensive experience in enforcement, consulting, and academia. Pat shares his professional journey, beginning with his work at the Royal Canadian Mounted Police (RCMP), and discusses the importance of establishing strong ethics and compliance cultures within organizations. He emphasizes the role of AI in transforming compliance functions and enhancing the effectiveness of risk management. Pat also touches on the future of compliance, talent acquisition, and the impact of technology on business ethics. The conversation offers valuable insights for compliance professionals looking to refine their programs and align them with business strategies for sustained growth. Key highlights: Current Projects and Focus Areas Building a Strong Ethics and Compliance Culture Leveraging AI in Compliance Compliance Strategies for Geopolitical and Technological Changes Balancing Policies and Human Behavior Future of Compliance and Technology Resources: Pat Poitevin 🔸 LinkedIn: Pat Poitevin 🔸 Consulting Firm: Active Compliance and Ethics Group (ACEG) Tom Fox Instagram Facebook YouTube Twitter LinkedIn For more information on the use of AI in Compliance programs, my new book, Upping Your Game. You can purchase a copy of the book on Amazon.com Learn more about your ad choices. Visit megaphone.fm/adchoices

Join Tom Fox as he welcomes back Evie Wentink back to the FCPA Compliance Report. Evie shares her journey from a compliance professional to an innovator in the field, discussing her unique approach to compliance training and the role of middle managers. With nearly two decades of experience, Evie has transformed her career by leveraging social media to create engaging content that inspires compliance professionals worldwide. Discover how Evie’s innovative strategies are reshaping the compliance landscape and learn about her new venture, Ethical Edge Experts LLC. Key takeaways: – 🌍 Embrace change and see the world beyond your keyboard. – 💡 Innovation in compliance through social media and engaging content. – 🏢 The critical role of middle managers in compliance programs. – 📚 The importance of continuous learning and professional growth. – 🎯 Selling compliance by making it personal and relatable. Key highlights: Embracing Change and Innovation Training and the Role of Middle Managers Bridging the Gap in Compliance Perspectives Utilizing Social Media for Compliance Engagement The Importance of Being Coachable Ethical Edge Experts LLC Resources: Evie Wentink 🔸 LinkedIn: Evie Wentink 🔸 Consulting Firm: Ethical Edge Experts Tom Fox Instagram Facebook YouTube Twitter LinkedIn For more information on the use of AI in Compliance programs, my new book, Upping Your Game. You can purchase a copy of the book on Amazon.com. Learn more about your ad choices. Visit megaphone.fm/adchoices

Join Tom Fox as he welcomes back Mary Inman, a leading expert in whistleblower law and compliance, to discuss the dynamic landscape of whistleblowing in 2025. Mary shares her insights on the rise of whistleblowing, the impact of AI, and the evolving legal protections for whistleblowers. Key takeaways: – 🚨 Whistleblowing is on the rise due to changes in administration and rapid technological advancements. – 🌐 International cooperation is crucial, with new SEC initiatives focusing on cross-border enforcement. – 🏛️ The antitrust whistleblower program is a significant development, offering new opportunities for insiders. – 💼 Competitors are increasingly acting as whistleblowers, especially in trade fraud cases. – 🧠 Mental health support for whistleblowers is gaining attention, with resources becoming more available. Key highlights: The Current State of Whistleblowing Antitrust Whistleblower Program International Cooperation and SEC Initiatives Trade Fraud and Whistleblower Roles Whistleblower Mental Health and Compliance Lessons Evolving Legal Protections for Whistleblowers Connecting with Whistleblower Resources Resources: Mary Inman 🔸 LinkedIn: Mary Inman 🔸 Email: Mary Inman 🔸 Law Firm: Whistleblower Partners Tom Fox Instagram Facebook YouTube Twitter LinkedIn For more information on the use of AI in Compliance programs, my new book, Upping Your Game. You can purchase a copy of the book on Amazon.com. Learn more about your ad choices. Visit megaphone.fm/adchoices

Welcome to the award-winning FCPA Compliance Report, the longest-running podcast in compliance. In this episode, join Tom as he interviews Suhail Motwani from FTI Consulting on the FCPA Compliance Report. Suhail, a Senior Director in risk advisory and investigations, shares insights from his article ‘Navigating the Compliance Paradox. They discuss the challenges of balancing global oversight with local adaptation in compliance frameworks, emphasizing the importance of a hybrid model for multinational corporations. Key takeaways: – 🌍 Understanding the compliance paradox: global vs. local – 🏢 Importance of hybrid compliance structures for MNCs – 📊 Key considerations in compliance frameworks – 🗣️ The role of communication and training in compliance – 🤝 Building trust and relationships in compliance teams Key highlights: Navigating the Compliance Paradox Centralized vs. Decentralized Compliance The Hybrid Compliance Model Concluding Thoughts on Relationship Dynamics  Resources Suhail Motwani on LinkedIn Suhail Motwani at FTI The Compliance Paradox Tom Fox Instagram Facebook YouTube Twitter LinkedIn For more information on the use of AI in Compliance programs, my new book, Upping Your Game. You can purchase a copy of the book on Amazon.com. Learn more about your ad choices. Visit megaphone.fm/adchoices

Welcome to the award-winning FCPA Compliance Report, the longest-running podcast in compliance. In this episode, join Tom as he interviews Adeyinka Adejugbe, a seasoned business lawyer and compliance expert, to discuss his professional journey and insights into compliance frameworks across various industries and countries. Adeyinka is a business lawyer, HR specialist, and certified chief compliance officer with an MBA. He has extensive experience across various industries and is passionate about creating systems of fairness and accountability. Adeyinka shares his experiences and the importance of tailoring compliance strategies to specific sectors, as well as the role of leadership in fostering a culture of ethical conduct and psychological safety. Key takeaways highlights: – 🌍 The importance of aligning compliance strategies with industry-specific needs. – 📚 Insights into the differences and similarities between Nigerian and US compliance frameworks. – 🚀 The role of AI and technology in the future of compliance. – 🛡️ The significance of whistleblower protection in fostering a safe work environment. – 🤝 How US and Nigerian compliance programs can learn from each other. Resources: Adeyinka Adejugbe on LinkedIn Tom Fox Instagram Facebook YouTube Twitter LinkedIn For more information on the use of AI in Compliance programs, my new book, Upping Your Game. You can purchase a copy of the book on Amazon.com. Learn more about your ad choices. Visit megaphone.fm/adchoices

Welcome to the award-winning FCPA Compliance Report, the longest-running podcast in compliance. In this episode, we discuss President Trump’s review of other interests in US business and its implications for compliance. The panel explores the evolving landscape of government involvement in major U.S. corporations and the resulting compliance and anti-corruption risks. With recent actions by the Trump administration to acquire stakes or exert control over companies like US Steel and Intel, the discussion centers on the implications for FCPA enforcement, the definition of “instrumentality,” and the challenges facing compliance professionals as the boundaries between public and private sectors blur. The episode also examines international perspectives, potential conflicts of interest, and the impact on global business relationships. Key highlights: Introduction: Are We Becoming Socialist? Golden Share and Control Mechanisms Anti-Corruption Risks and FCPA Instrumentality International Law and Foreign Supplier Risks Conflicts of Interest and Board Representation International Perspectives: UK and EU Compliance Politically Exposed Persons and Due Diligence Closing Thoughts: Navigating Uncharted Territory Resources: Matt Kelly in Radical Compliance Tom Fox Instagram Facebook YouTube Twitter LinkedIn For more information on the use of AI in Compliance programs, my new book, Upping Your Game. You can purchase a copy of the book on Amazon.com. Learn more about your ad choices. Visit megaphone.fm/adchoices

Welcome to the award-winning FCPA Compliance Report, the longest-running podcast in compliance. In this episode, Tom Fox welcomes back Vince Walden, CEO of konaAI, a Covasant company. In this podcast, they take a deep dive into the UK’s Failure to Prevent Reporting (FTPR) offense, particularly in the context of vendor interactions and employee-third-party relations. Walden advocates for the implementation of robust compliance and fraud risk management programs, leveraging AI and machine learning to detect high-risk transactions and enhance business efficiency. He also highlights the global relevance of regulations like the UK Economic Crime and Corporate Transparency Act, stressing the necessity of robust fraud prevention measures to ensure compliance in a rapidly evolving legal landscape. Key highlights: Addressing Various Fraud Offenses Under ECCTA Effective Fraud Prevention Procedures for Compliance Programs Enhancing Fraud Risk Analysis in Financial Processes Enhancing Fraud Detection Through Risk Assessment Resources: Vince Walden on LinkedIn konaAI, a Covasant company Click here for the konaAI White Paper Rethinking Compliance: Practical Steps for Adapting to the UK’s New Fraud Legislation. Tom Fox Instagram Facebook YouTube Twitter LinkedIn For more information on the use of AI in Compliance programs, my new book, Upping Your Game. You can purchase a copy of the book on Amazon.com. Learn more about your ad choices. Visit megaphone.fm/adchoices

Welcome to the award-winning FCPA Compliance Report, the longest-running podcast in compliance. In this episode, Tom Fox welcomes back Sam Silverstein in a conversation on the role of accountability in managing business disruptions and natural disasters. Drawing from personal experiences and professional insights, they delve into the strategic framework necessary for businesses to navigate crises and rebuild stronger. Topics covered include pre-crisis preparedness, crisis response, stabilization phases, and recovery and growth, emphasizing the importance of a culture of accountability. Through practical steps and real-world examples, they explore how leaders can empower their teams, build trust with external stakeholders, and foster resilience within their organizations. Key highlights: The Role of Accountability in Crisis Management Phases of Crisis Management Pre-Crisis Preparedness Crisis Response and Accountability Stabilization and Recovery The Importance of Truth in Leadership Resources: Connect with Sam Silverstein LinkedIn Website The Accountability Institute The Culture Audit Tom Fox Instagram Facebook YouTube Twitter LinkedIn For more information on the use of AI in Compliance programs, my new book, Upping Your Game. You can purchase a copy of the book on Amazon.com. Learn more about your ad choices. Visit megaphone.fm/adchoices