This episode takes listeners on a insightful journey of fraud prevention to minimize fraud losses. We offer listeners helpful information on taking critical steps to prevent and remediate potential fraud incidents.

Fraud and financial crimes have devastating impacts on individuals and companies worldwide. These crimes often go unreported by victims due to fear, embarrassment or shame. Preventative or remediation techniques increase awareness and offer empowerment tools designed to reclaim your power and turn the tables on bold fraudsters targeting unsuspecting victims. We have developed a multi - episode audio series to provide practical guidance and help individuals reduce further financial losses.

This episode provides in depth information regarding several scams targeting the Elderly & provides listeners tips on certain techniques they should look for in detecting these types of scams to avoid being victimized.

In this episode, listeners are guided through the process of gathering financial documents needed to assess their overall financial assets., i.e. checking/savings accounts, investment/brokerage accounts, money market, retirement accounts, et al. This exercise helps in the process of developing a "Shedule of Assets" which is useful during accounting analysis. Compiling all financial documents in one central location simplifies the final effort when used to support your Will & Trust Plans.

This episode takes designated High Risk Investigation Review personnel through a hands - on journey of discovery involving gathering facts and supporting documentation needed to perform High Risk Investigations during multiple phases. Listeners are provided an opportunity to understand establishing a structure separating Low, Moderate & High Risk customers.

CMS will walk you through the steps required to ensure your organization maintains compliance with the CDD Rules and the fifth pillar of AML.

Human Trafficking involves exploiting men, women, or children for the purposes of forced labor or commercial sexual exploitation. Human Smuggling involves the provision of a service - typically transportation of fraudulent documents - to an individual who voluntarily seeks to gain illegal entry into a foreign country. CMS Subject Matter Expert provides a general overview of detection training methods used by experienced front line personnel to detect the characteristics of Human Trafficking & Smuggling. To request any of the CMS Tools & Resources, kindly submit your request via email: cmscompliancetraining@gmail.com OR via direct message.

CMS is a premier Compliance, Risk Management & Consumer Protection Advisory Firm headquartered in Pembroke Pines, FL. We are offering a glimpse into the extensive suite of regulatory compliance focused products & services to assist organizations around the globe comply with AML/BSA & OFAC requirements.

The intro episode takes participants through a journey of AML Compliance Requirements and industry best practice expectations in the Cryptocurrency age.